Anthony Brian Goodman - Jun 29, 2021 Form 4 Insider Report for Golden Matrix Group, Inc. (GMGI)

Signature
/s/ Anthony Brian Goodman
Stock symbol
GMGI
Transactions as of
Jun 29, 2021
Transactions value $
$0
Form type
4
Date filed
3/21/2022, 09:25 AM
Next filing
Oct 5, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GMGI Series B Voting Preferred Stock Other $0 -1K -100% $0.00* 0 Mar 10, 2022 Through Luxor Capital LLC F1, F2, F3
holding GMGI Common Stock 3.03M Jun 29, 2021 Direct
holding GMGI Common Stock 7.47M Jun 29, 2021 Through Luxor Capital LLC F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GMGI Stock Option (right to buy) Other $0 -5.4M -100% $0.00* 0 Jun 29, 2021 Common Stock 5.4M $0.07 Direct F4, F5
transaction GMGI Stock Option (right to buy) Other $0 +5.4M $0.00 5.4M Jun 29, 2021 Common Stock 5.4M $0.07 Direct F4, F5
transaction GMGI Series B Voting Preferred Stock Other +1K 1K Mar 10, 2022 Common Stock 1M Direct F2, F6, F7, F8, F9, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Luxor Capital LLC is wholly-owned by Mr. Goodman as such he is deemed to beneficially own the securities held by such entity.
F2 Transfer of record ownership only between Luxor Capital LLC, which is controlled by Mr. Goodman and Mr. Goodman individually. No change in beneficial ownership.
F3 Prior to March 11, 2022, the holder of the shares of the Series B Voting Preferred Stock has the right to vote those shares of the Series B Voting Preferred Stock regarding any matter or action that is required to be submitted to the shareholders of the Issuer for approval. The vote of each share of the Series B Voting Preferred Stock (i.e., each of the 1,000 shares) is equal to and counted as 4 times the votes of all of the shares of the Issuer's other voting shares.
F4 On June 29, 2021, the Board of Directors of the Registrant extended the expiration date of options to purchase 5,400,000 shares of common stock previously granted to Anthony Brian Goodman, the Company's Chief Executive Officer, at an exercise price of $0.066 per share, which were to expire on June 30, 2021, until December 31, 2022. Exempt under Rule 16b-3.
F5 Previously vested.
F6 Effective March 11, 2022, the designation of the Series B Voting Preferred Stock was amended to add a conversion right to such Series B Voting Preferred Stock, which provides for (1) the right of the holder of the Series B Voting Preferred Stock to convert each share of the Series B Voting Preferred Stock into 1,000 shares of the Company's common stock at the holder's option from time to time after May 20, 2022; and (2) the automatic conversion of all outstanding shares of Series B Voting Preferred Stock into common stock of the Registrant, on a 1,000 for 1 basis, on the date that the aggregate beneficial ownership of the Registrant's common stock of Mr. Anthony Brian Goodman, falls below 10% of the Registrant's common stock then outstanding, or the first business day thereafter that the Registrant becomes aware of such. Such Series B Voting Preferred Stock also votes 7,500 voting shares each.
F7 Subject to the automatic conversion terms in footnote (6), above.
F8 No expiration date.
F9 Mr. Goodman and the Registrant mutually agreed to amend the terms of the Series B Voting Preferred Stock for no consideration.
F10 Exempt under Rule 16b-3.