Martin Charles Faulkes - Nov 3, 2021 Form 4 Insider Report for VOLITIONRX LTD (VNRX)

Role
Director
Signature
/s/ Martin Charles Faulkes
Stock symbol
VNRX
Transactions as of
Nov 3, 2021
Transactions value $
$0
Form type
4
Date filed
11/5/2021, 04:05 PM
Previous filing
Sep 23, 2021
Next filing
Apr 8, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VNRX Stock Option (Right to Buy) Disposed to Issuer -65K -100% 0 Nov 3, 2021 Common Stock 65K $4.00 Direct F1
transaction VNRX Stock Option (Right to Buy) Award +65K 65K Nov 3, 2021 Common Stock 65K $4.00 Direct F1
transaction VNRX Stock Option (Right to Buy) Disposed to Issuer -33.5K -100% 0 Nov 3, 2021 Common Stock 33.5K $5.00 Direct F2
transaction VNRX Stock Option (Right to Buy) Award +33.5K 33.5K Nov 3, 2021 Common Stock 33.5K $5.00 Direct F2
transaction VNRX Stock Option (Right to Buy) Disposed to Issuer -50K -100% 0 Nov 3, 2021 Common Stock 50K $4.00 Direct F3
transaction VNRX Stock Option (Right to Buy) Award +50K 50K Nov 3, 2021 Common Stock 50K $4.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on April 15, 2016, vested in full and were exercisable at 12 months from the date of grant, and were exercisable for five years from the date first exercisable. The "replacement" options are fully-vested and expire on April 15, 2026 (ten years from the original date of grant).
F2 The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on March 30, 2017, vested in full and were exercisable at 12 months from the date of grant, and were exercisable for five years from the date first exercisable. The "replacement" options are fully-vested and expire on March 30, 2027 (ten years from the original date of grant).
F3 The reported transactions involved an amendment of outstanding options, resulting in the deemed cancellation of the "old" options and the grant of "replacement" options. The "old" options were originally granted on January 23, 2018, vested in full and were exercisable at 12 months from the date of grant, and were exercisable for five years from the date first exercisable. The "replacement" options are fully-vested and expire on January 23, 2028 (ten years from the original date of grant).