Nicholas Kovacevich - 14 Sep 2021 Form 4 Insider Report for Unrivaled Brands, Inc.

Role: Director
Signature: /s/ Nicholas Kovacevich
Issuer symbol: N/A
Transactions as of: 14 Sep 2021
Net transactions value: +$400,500
Form type: 4
Filing time: 16 Sep 2021, 19:12:09 UTC
Previous filing: 09 Sep 2021
Next filing: 10 Mar 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	UNRV	Common Stock	Award	$400,500	+1,500,000	+231%	$0.2670^*	2,150,000	14 Sep 2021	Direct	F1
holding	UNRV	Common Stock						955,459	14 Sep 2021	By Trust
holding	UNRV	Common Stock						19,260,742	14 Sep 2021	By Alpha West Holdings, Inc.	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents 1,500,000 shares of restricted Common Stock granted pursuant to the Company's Amended and Restated 2018 Equity Incentive Plan, which are subject to a risk of forfeiture until vested. The 1,500,000 shares of restricted Common Stock vest in five equal installments, with the first installment vesting on September 14, 2021, and the remaining installments vesting on January 1, 2022, April 1, 2022, July 1, 2022 and October 1, 2022; provided the Reporting Person is a director of the Company on the applicable vesting date.
F2	Represents securities held by Alpha West Holdings, Inc., of which the Reporting Person is a stockholder. The Reporting Person disclaims beneficial ownership of these securities except to the extent of the Reporting Person's pecuniary interest therein.

Content

Represents 1,500,000 shares of restricted Common Stock granted pursuant to the Company's Amended and Restated 2018 Equity Incentive Plan, which are subject to a risk of forfeiture until vested. The 1,500,000 shares of restricted Common Stock vest in five equal installments, with the first installment vesting on September 14, 2021, and the remaining installments vesting on January 1, 2022, April 1, 2022, July 1, 2022 and October 1, 2022; provided the Reporting Person is a director of the Company on the applicable vesting date.

Represents securities held by Alpha West Holdings, Inc., of which the Reporting Person is a stockholder. The Reporting Person disclaims beneficial ownership of these securities except to the extent of the Reporting Person's pecuniary interest therein.