Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | UNRV | Common Stock | Award | +955K | 955K | Jul 1, 2021 | By Trust | F1 | |||
transaction | UNRV | Common Stock | Award | +19.3M | 19.3M | Jul 1, 2021 | By Alpha West Holdings, Inc. | F1, F3 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | UNRV | Warrant (Right to Buy) | Award | +481K | 481K | Jul 1, 2021 | Common Stock | 481K | $0.01 | By Trust | F2 | |||
transaction | UNRV | Warrant (Right to Buy) | Award | +2.56M | 2.56M | Jul 1, 2021 | Common Stock | 2.56M | $0.01 | By Trust | F2 | |||
transaction | UNRV | Warrant (Right to Buy) | Award | +481K | 481K | Jul 1, 2021 | Common Stock | 481K | $0.19 | By Trust | F2 | |||
transaction | UNRV | Warrant (Right to Buy) | Award | +577K | 577K | Jul 1, 2021 | Common Stock | 577K | $0.01 | By Trust | F2 | |||
transaction | UNRV | Warrant (Right to Buy) | Award | +577K | 577K | Jul 1, 2021 | Common Stock | 577K | $0.19 | By Trust | F2 | |||
transaction | UNRV | Warrant (Right to Buy) | Award | +981K | 981K | Jul 1, 2021 | Common Stock | 981K | $0.01 | By Alpha West Holdings, Inc. | F2, F3 | |||
transaction | UNRV | Warrant (Right to Buy) | Award | +808K | 808K | Jul 1, 2021 | Common Stock | 808K | $0.01 | By Alpha West Holdings, Inc. | F2, F3 | |||
transaction | UNRV | Warrant (Right to Buy) | Award | +981K | 981K | Jul 1, 2021 | Common Stock | 981K | $0.19 | By Alpha West Holdings, Inc. | F2, F3 |
Id | Content |
---|---|
F1 | Represents shares of the Issuer's common stock acquired by the Reporting Person in connection with the Issuer's acquisition of UMBRLA Inc., a Nevada corporation ("UMBRLA"), pursuant to an Agreement and Plan of Merger, dated as of March 2, 2021, pursuant to which a wholly owned subsidiary of the Issuer merged with and into UMBRLA (the "Merger"), with UMBRLA surviving the Merger as a wholly-owned subsidiary of the Issuer. At the effective time of the Merger, each share of UMBRLA common stock outstanding was converted into the right to receive 1.5386 shares of the Issuer's common stock (the "Exchange Ratio"). |
F2 | Represents UMBRLA warrants held by the Reporting Person that were assumed by the Issuer in the Merger and converted into warrants exercisable for shares of the Issuer's common stock, as calculated based on the Exchange Ratio. The exercise price was adjusted to reflect the Exchange Ratio. |
F3 | Represents securities held by Alpha West Holdings, Inc., of which the Reporting Person is a stockholder. The Reporting Person disclaims beneficial ownership of these securities except to the extent of the Reporting Person's pecuniary interest therein. |