Thomas Ichim - Jun 28, 2021 Form 4 Insider Report for CREATIVE MEDICAL TECHNOLOGY HOLDINGS, INC. (CELZ)

Role
Director
Signature
/s/ Thomas Ichim
Stock symbol
CELZ
Transactions as of
Jun 28, 2021
Transactions value $
$0
Form type
4
Date filed
6/29/2021, 09:19 AM
Previous filing
Jun 21, 2021
Next filing
Jul 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CELZ Common Stock Options Exercise $40K +10M $0.00 10M Jun 28, 2021 Direct
transaction CELZ Common Stock Tax liability -$40K -1.12M -11.2% $0.04 8.88M Jun 28, 2021 Direct F1
holding CELZ Common Stock 17.2K Jun 28, 2021 By LLC F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CELZ Warrant to Purchase Common Stock Options Exercise $0 -10M -100% $0.00* 0 Jun 28, 2021 Common Stock 10M $0.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects 1,120,448 shares of common stock withheld by issuer at a market price of $0.0357 per share to fund the cashless exercise of 10,000,000 shares of common stock acquired upon exercise of the Warrant identified in Table II.
F2 Shares are held by BioTech Holdings, LLC, of which the reporting person is President. The reporting person disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.