Thomas E Ichim - 28 Jun 2021 Form 4 Insider Report for CREATIVE MEDICAL TECHNOLOGY HOLDINGS, INC. (CELZ)

Role
Director
Signature
/s/ Thomas Ichim
Issuer symbol
CELZ
Transactions as of
28 Jun 2021
Net transactions value
+$0.0064
Form type
4
Filing time
29 Jun 2021, 09:19:55 UTC
Previous filing
21 Jun 2021
Next filing
16 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CELZ Common Stock Options Exercise $40,000 +10,000,000 $0.004000 10,000,000 28 Jun 2021 Direct
transaction CELZ Common Stock Tax liability $40,000 -1,120,448 -11% $0.0357 8,879,552 28 Jun 2021 Direct F1
holding CELZ Common Stock 17,245 28 Jun 2021 By LLC F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CELZ Warrant to Purchase Common Stock Options Exercise $0 -10,000,000 -100% $0.000000* 0 28 Jun 2021 Common Stock 10,000,000 $0.004000 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects 1,120,448 shares of common stock withheld by issuer at a market price of $0.0357 per share to fund the cashless exercise of 10,000,000 shares of common stock acquired upon exercise of the Warrant identified in Table II.
F2 Shares are held by BioTech Holdings, LLC, of which the reporting person is President. The reporting person disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.