| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GBDC | Common Stock, par value $0.001 per share | Award | +1.78M | +104.94% | 3.48M | Jun 3, 2024 | By GCOP LLC | F1, F2 | ||
| transaction | GBDC | Common Stock, par value $0.001 per share | Award | +1.68M | 1.68M | Jun 3, 2024 | By GEMS Fund 4, L.P | F3, F4 | |||
| holding | GBDC | Common Stock, par value $0.001 per share | 1.21M | Jun 3, 2024 | By GGP Class B-P LLC | F5 | |||||
| holding | GBDC | Common Stock, par value $0.001 per share | 705K | Jun 3, 2024 | Whitehall Capital Investors, VI, LLC | F6 | |||||
| holding | GBDC | Common Stock, par value $0.001 per share | 15K | Jun 3, 2024 | By Golub Onshore GP, LLC | F7 |
| Id | Content |
|---|---|
| F1 | Acquired pursuant to the Agreement and Plan of Merger, dated as of January 16, 2024 (as amended, the "Merger Agreement"), by and among the issuer, Golub Capital BDC 3, Inc. ("GBDC 3"), Park Avenue Subsidiary Inc., GC Advisors LLC, and, for certain limited purposes, Golub Capital LLC in exchange for 1,948,452 shares of GBDC 3 common stock. The market price of GBDC common stock at the close of trading on May 31, 2024, the last trading day prior to the closing of the merger, was $16.57. |
| F2 | Due to his control of and ownership interest in GCOP LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. |
| F3 | Acquired pursuant to the Merger Agreement in exchange for 1,834,523 shares of GBDC 3 common stock. The market price of GBDC common stock at the close of trading on May 31, 2024, the last trading day prior to the closing of the merger, was $16.57. |
| F4 | Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of common stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. |
| F5 | Due to his control and ownership in GGP Class B-P., Mr. Golub is viewed as having investment power over all the shares owned by such entity |
| F6 | The shares reported herein are directly beneficially owned by Whitehall Capital Investors VI, LLC and are held for the benefit of Mr. Golub's family trust. |
| F7 | Due to his control and ownership in Golub Onshore GP, LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. |