David Golub - Jun 3, 2024 Form 4 Insider Report for GOLUB CAPITAL BDC, Inc. (GBDC)

Role
Chief Executive Officer, Director
Signature
/s/ David B. Golub
Stock symbol
GBDC
Transactions as of
Jun 3, 2024
Transactions value $
$0
Form type
4
Date filed
6/5/2024, 04:28 PM
Previous filing
May 28, 2024
Next filing
Jun 11, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GBDC Common Stock, par value $0.001 per share Award +1.78M +104.94% 3.48M Jun 3, 2024 By GCOP LLC F1, F2
transaction GBDC Common Stock, par value $0.001 per share Award +1.68M 1.68M Jun 3, 2024 By GEMS Fund 4, L.P. F3, F4
holding GBDC Common Stock, par value $0.001 per share 1.21M Jun 3, 2024 By GGP Class B-P LLC F5
holding GBDC Common Stock, par value $0.001 per share 189K Jun 3, 2024 By CDGPE, LLC F6
holding GBDC Common Stock, par value $0.001 per share 167K Jun 3, 2024 By CDGQ LLC F7
holding GBDC Common Stock, par value $0.001 per share 15K Jun 3, 2024 By Golub Onshore GP, LLC F8
holding GBDC Common Stock, par value $0.001 per share 125K Jun 3, 2024 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Acquired pursuant to the Agreement and Plan of Merger, dated as of January 16, 2024 (as amended, the "Merger Agreement"), by and among the issuer, Golub Capital BDC 3, Inc. ("GBDC 3"), Park Avenue Subsidiary Inc., GC Advisors LLC, and, for certain limited purposes, Golub Capital LLC in exchange for 1,948,452 shares of GBDC 3 common stock. The market price of GBDC common stock at the close of trading on May 31, 2024, the last trading day prior to the closing of the merger was, $16.57.
F2 Due to his control of and ownership interest in GCOP LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity.
F3 Acquired pursuant to the Merger Agreement in exchange for 1,834,523 shares of GBDC 3 common stock. The market price of GBDC common stock at the close of trading on May 31, 2024, the last trading day prior to the closing of the merger, was $16.57.
F4 Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of common stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.
F5 Due to his control and ownership in GGP Class B-P., Mr. Golub is viewed as having investment power over all the shares owned by such entity.
F6 The shares reported herein are directly beneficially owned by CDGPE, LLC and are held for the benefit of Mr. Golub's family trust.
F7 The shares reported herein are directly beneficially owned by CDGQ, LLC and are held for the benefit of Mr. Golub's family trust.
F8 Due to his control and ownership in Golub Onshore GP, LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.