| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GBDC | Common Stock, par value $0.001 per share | Purchase | $31,498 | +2,000 | +0.09% | $15.75 | 2,189,401 | 27 May 2021 | By GGP, Holdings L.P. | F1 |
| transaction | GBDC | Common Stock, par value $0.001 per share | Purchase | $31,612 | +2,000 | +0.09% | $15.81 | 2,191,401 | 28 May 2021 | By GGP, Holdings L.P. | F1 |
| holding | GBDC | Common Stock, par value $0.001 per share | 430,177 | 27 May 2021 | By Whitehall Capital Investors N, LLC | F2 | |||||
| holding | GBDC | Common Stock, par value $0.001 per share | 274,518 | 27 May 2021 | By Polar Madison Holdings, LLC | F3 | |||||
| holding | GBDC | Common Stock, par value $0.001 per share | 14,977 | 27 May 2021 | By Golub Onshore GP, LLC | F4 | |||||
| holding | GBDC | Common Stock, par value $0.001 per share | 1,359,031 | 27 May 2021 | By GCOP LLC | F5 |
| Id | Content |
|---|---|
| F1 | Due to his control and ownership in GGP Holdings, L.P., Mr. Golub is viewed as having investment power over all of the shares owned by such entity. |
| F2 | The shares reported herein are directly beneficially owned by Whitehall Capital Investors N, LLC and are held for the benefit of Mr. Golub's family trust. |
| F3 | The shares reported herein are directly beneficially owned by Polar Madison Holdings, LLC and are held for the benefit of Mr. Golub's family trust. |
| F4 | Due to his control and ownership in Golub Onshore GP, LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. |
| F5 | Due to his control of and ownership interest in GCOP LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. |