Lawrence E. Golub - May 11, 2021 Form 4 Insider Report for GOLUB CAPITAL BDC, Inc. (GBDC)

Role
Chairman, Director
Signature
/s/ Lawrence E. Golub
Stock symbol
GBDC
Transactions as of
May 11, 2021
Transactions value $
$231,054
Form type
4
Date filed
5/13/2021, 04:05 PM
Previous filing
May 11, 2021
Next filing
May 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GBDC Common Stock, par value $0.001 per share Purchase $7.64K +509 +0.02% $15.00 2.1M May 11, 2021 By GGP, Holdings L.P. F1
transaction GBDC Common Stock, par value $0.001 per share Purchase $223K +15K +0.72% $14.89 2.11M May 12, 2021 By GGP, Holdings L.P. F1
holding GBDC Common Stock, par value $0.001 per share 2.96M May 11, 2021 By GEMS Fund 4, L.P. F2
holding GBDC Common Stock, par value $0.001 per share 1.36M May 11, 2021 By GCOP LLC F3
holding GBDC Common Stock, par value $0.001 per share 4.54M May 11, 2021 By GEMS Fund, L.P. F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Due to his control of and ownership interest in GGP Holdings, L.P., Mr. Golub is viewed as having investment power over all the shares owned by such entity.
F2 Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of GBDC common stock held by GEMS Fund 4, L.P., except to the extent of his pecuniary interest therein.
F3 Due to his control of and ownership interest in GCOP LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity.
F4 Due to his control of GEMS Fund, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of GBDC common stock held by GEMS Fund, L.P., except to the extent of his pecuniary interest therein.