Lawrence E. Golub - 11 May 2021 Form 4 Insider Report for GOLUB CAPITAL BDC, Inc. (GBDC)

Role
Chairman, Director
Signature
/s/ Lawrence E. Golub
Issuer symbol
GBDC
Transactions as of
11 May 2021
Net transactions value
+$231,054
Form type
4
Filing time
13 May 2021, 16:05:51 UTC
Previous filing
11 May 2021
Next filing
17 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GBDC Common Stock, par value $0.001 per share Purchase $7,635 +509 +0.02% $15.00 2,095,361 11 May 2021 By GGP, Holdings L.P. F1
transaction GBDC Common Stock, par value $0.001 per share Purchase $223,419 +15,000 +0.72% $14.89 2,110,361 12 May 2021 By GGP, Holdings L.P. F1
holding GBDC Common Stock, par value $0.001 per share 2,956,200 11 May 2021 By GEMS Fund 4, L.P. F2
holding GBDC Common Stock, par value $0.001 per share 1,359,031 11 May 2021 By GCOP LLC F3
holding GBDC Common Stock, par value $0.001 per share 4,544,627 11 May 2021 By GEMS Fund, L.P. F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Due to his control of and ownership interest in GGP Holdings, L.P., Mr. Golub is viewed as having investment power over all the shares owned by such entity.
F2 Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of GBDC common stock held by GEMS Fund 4, L.P., except to the extent of his pecuniary interest therein.
F3 Due to his control of and ownership interest in GCOP LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity.
F4 Due to his control of GEMS Fund, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of GBDC common stock held by GEMS Fund, L.P., except to the extent of his pecuniary interest therein.