Philip Ashman - Feb 3, 2023 Form 4 Insider Report for ALIMERA SCIENCES INC (ALIM)

Role: Chief Operating Officer & SVP
Signature: /s/ Philip Ashman
Stock symbol: ALIM
Transactions as of: Feb 3, 2023
Transactions value $: -$8,119
Form type: 4
Date filed: 2/6/2023, 03:01 PM
Previous filing: Jan 12, 2022
Next filing: Mar 28, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ALIM	Common Stock	Tax liability	-$8.12K	-2.89K	-8.7%	$2.81	30.3K	Feb 3, 2023	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents shares of the Issuer's restricted common stock sold to satisfy tax obligations relating to the vesting of shares of the Issuer's restricted common stock previously awarded to the Reporting Person. Such sale was executed pursuant to the mandatory terms of the Issuer's restricted stock award agreement that are intended to permit such sale to comply with the requirements of Rule 10b5-1(c)(1)(i)(B) under the Exchange Act and be interpreted to comply with the requirements of Rule 10b5-1(c).
F2	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.81 to $2.83, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Content

Represents shares of the Issuer's restricted common stock sold to satisfy tax obligations relating to the vesting of shares of the Issuer's restricted common stock previously awarded to the Reporting Person. Such sale was executed pursuant to the mandatory terms of the Issuer's restricted stock award agreement that are intended to permit such sale to comply with the requirements of Rule 10b5-1(c)(1)(i)(B) under the Exchange Act and be interpreted to comply with the requirements of Rule 10b5-1(c).

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.81 to $2.83, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.