Theodore L. Koenig - Dec 15, 2021 Form 4/A - Amendment Insider Report for AdTheorent Holding Company, Inc. (ADTH)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
Theodore L. Koenig, by Nelson Mullins Riley & Scarborough with Power of Attorney
Stock symbol
ADTH
Transactions as of
Dec 15, 2021
Transactions value $
$5,485,645
Form type
4/A - Amendment
Date filed
1/11/2022, 06:58 PM
Date Of Original Report
Dec 15, 2021
Previous filing
Dec 14, 2021
Next filing
Dec 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ADTH Class A Common Stock Purchase $5.49M +550K +68.75% $9.97* 1.35M Dec 15, 2021 See Footnote F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities disclosed in this Form 4 are owned by certain funds (the "Funds") managed by Monroe Capital LLC and/or its affiliates ("Monroe"). Theodore L. Koenig is the Chief Executive Officer of Monroe. By reason of the provisions of Rules 13d-3 and 16a-1 under the Securities Exchange Act of 1934, as amended, Mr. Koenig may be deemed to be the beneficial owner of the securities beneficially owned by the Funds. The filing of this statement shall not be deemed an admission that Mr. Koenig is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise. Mr. Koenig hereby disclaims beneficial ownership of all such securities, except to the extent of any indirect pecuniary interest therein.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.965 to approximately $9.99, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2 to this Form 4.
F3 The original Form 4 was filed on December 15, 2021. This amendment is being filed to correct an administrative error in reporting the amount of securities acquired and the amount of securities beneficially owned following the reported transaction in Columns 4 and 5, respectively, in Table I, which underreported the the amount of securities acquired by 300,000 shares. This filing properly reflects the correct number of shares as of December 15, 2021. As of January 11, 2022, the reporting person beneficially owned 2,004,441 shares.