Claritas Dozoretz Partners, LLC - Jul 1, 2021 Form 3 Insider Report for Sharecare, Inc. (SHCR)

Signature
/s/ J. Chadwick, Mng Mem/GP of GP/Mng Mem
Stock symbol
SHCR
Transactions as of
Jul 1, 2021
Transactions value $
$0
Form type
3
Date filed
7/12/2021, 09:03 PM
Next filing
Oct 24, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SHCR Common Stock 753K Jul 1, 2021 Direct F1
holding SHCR Common Stock 791K Jul 1, 2021 Direct F2
holding SHCR Common Stock 279K Jul 1, 2021 Direct F3
holding SHCR Common Stock 1.86M Jul 1, 2021 Direct F4
holding SHCR Common Stock 791K Jul 1, 2021 Direct F5
holding SHCR Common Stock 8.45M Jul 1, 2021 Direct F6
holding SHCR Common Stock 3.97M Jul 1, 2021 Direct F7
holding SHCR Common Stock 1.34M Jul 1, 2021 Direct F8
holding SHCR Common Stock 1.05M Jul 1, 2021 Direct F9
holding SHCR Common Stock 2.86M Jul 1, 2021 Direct F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are owned directly by Claritas Dozoretz Partners, LLC.
F2 These shares are owned directly by Claritas Capital Fund IV, LP, which has been unable, despite diligent efforts, to obtain the proper SEC filing codes and is thus technically unable to appear as a Reporting Owner above.
F3 These shares are owned directly by Claritas Irby, LLC.
F4 These shares are owned directly by Claritas Opportunity Fund 2013, LP.
F5 These shares are owned directly by Claritas Opportunity Fund II, LP.
F6 These shares are owned directly by Claritas Sharecare CN Partners, LLC.
F7 These shares are owned directly by Claritas Opportunity Fund IV, L.P.
F8 These shares are owned directly by Claritas Cornerstone Fund, LP.
F9 These shares are owned directly by Claritas Sharecare 2018 Notes, LLC.
F10 These shares are owned directly by Claritas Sharecare Notes, LLC.

Remarks:

This Form 3 is the first of three Form 3s filed sequentially that reflect ownership in Sharecare, Inc. (SHCR) by entities controlled by John H. Chadwick, a director of the issuer. The reporting persons are filing three Forms 3 because the SEC's filing system does not allow more than 10 signatures on a single Form 3. The reporting persons on all three Forms 3 are controlled by John H. Chadwick, who beneficially owns more than 10% of the issuer's outstanding common stock as determined under Section 13(d) of the Securities Exchange act of 1934 (the "Act"). Each of the reporting persons therefore may be deemed to be members of a "group" with Mr. Chadwick and therefore to be subject to Section 16 of the Act as 10% owners. The reporting persons disclaim membership in any such group, and the filing of this Form 3 shall not be deemed an admission that the reporting persons or their affiliates are members of such group or are otherwise subject to Section 16. Mr. Chadwick controls all of the direct beneficial owners of Common Stock listed in footnotes (1) through (10) (collectively, the "Claritas Entities"), through his control of the entities that manage the Claritas Entities (the "Managing Entities"). Each Managing Entity and the Claritas Entity or Entities it manages are identified below. Each Claritas Entity disclaims beneficial ownership of Common Stock held by the other Claritas Entities. Claritas Capital SLP - V, GP Claritas Sharecare CN Partners, LLC Claritas Irby, LLC Claritas Dozoretz Partners, LLC CC Partners IV, LLC Claritas Opportunity Fund IV, L.P. Claritas Cornerstone Fund, LP CC SLP V, GP Claritas Sharecare 2018 Notes, LLC Claritas Sharecare Notes, LLC Claritas Capital EGF - V Partners, LLC Claritas Opportunity Fund 2013, LP Claritas Capital EGF - IV Partners, LLC Claritas Capital Fund IV, LP Claritas Opportunity Fund Partners II, LLC Claritas Opportunity Fund II, LP