Andrew M. Varga - 18 Sep 2025 Form 4 Insider Report for Heritage Distilling Holding Company, Inc. (CASK)

Role
Director
Signature
/s/ Justin B. Stiefel, attorney-in-fact for Andrew M. Varga
Issuer symbol
CASK
Transactions as of
18 Sep 2025
Net transactions value
-$181,230
Form type
4
Filing time
22 Sep 2025, 16:31:37 UTC
Previous filing
19 Aug 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Varga Andrew M. Director C/O HERITAGE DISTILLING HOLDING COMPANY, 9668 BUJACICH ROAD, GIG HARBOR /s/ Justin B. Stiefel, attorney-in-fact for Andrew M. Varga 22 Sep 2025 0001471991

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CASK Common Stock Options Exercise $30 +300,000 $0.000100 300,000 18 Sep 2025 By IRA F1
holding CASK Common Stock 154,500 18 Sep 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CASK Pre-Funded Warrant to Purchase Common Stock Options Exercise $181,260 -300,000 -100% $0.6042 0 18 Sep 2025 Common Stock 300,000 $0.000100 By IRA F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported securities are held in the name of Charles Schwab & Co. Inc., custodian for the benefit of Andrew Varga's contributory individual retirement account ("IRA"). The reporting person may be deemed to beneficially own the securities held by the IRA.
F2 The initial exercise date of the warrant is at any time on or after the effective date of the requisite Stockholder Approval, as defined in the warrant agreement. Following the initial exercise date, the warrant shall be automatically exercised via cashless exercise in accordance with its terms, and accordingly, the warrant has no expiration date.