| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Weeber Robert | Pres, Intl. Wealth Mmgt | ALTI GLOBAL, INC., 22 VANDERBILT AVE, 27TH FLOOR, NEW YORK | /s/ Colleen Graham, Attorney-in-Fact | 12 Feb 2026 | 0001996742 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ALTI | Class A Common Stock | Conversion of derivative security | $0 | +616,024 | +3474% | $0.000000 | 633,754 | 08 Aug 2025 | See Footnote | F1, F2 |
| transaction | ALTI | Class A Common Stock | Gift | $0 | -616,024 | -97% | $0.000000 | 17,730 | 13 Aug 2025 | See Footnote | F2 |
| transaction | ALTI | Class A Common Stock | Gift | $0 | +616,024 | +125% | $0.000000 | 1,109,713 | 13 Aug 2025 | Direct | |
| transaction | ALTI | Class A Common Stock | Gift | $0 | -17,730 | -100% | $0.000000 | 0 | 20 Aug 2025 | See Footnote | F2 |
| transaction | ALTI | Class A Common Stock | Gift | $0 | +17,730 | +1.6% | $0.000000 | 1,127,443 | 20 Aug 2025 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ALTI | Class B Common Stock | Conversion of derivative security | $0 | -616,024 | -100% | $0.000000 | 0 | 13 Aug 2025 | Class A Common Stock | 616,024 | $0.000000 | See Footnote | F1, F2, F3, F4 |
| Id | Content |
|---|---|
| F1 | Reflects the exchange of Paired Interests for an equal number of shares of Class A Common Stock, as defined and described in footnote 3. |
| F2 | Represents securities held by Swartberg Holding 1 AG. Swartberg Holding 1 AG is controlled by Robert Weeber. Consequently, Mr. Weeber may be deemed to share voting and dispositive control over the securities held by Swartberg Holding 1 AG, and thus to share beneficial ownership of such securities. Mr. Weeber disclaims beneficial ownership of the securities held by Swartberg Holding 1 AG, except to the extent of his pecuniary interest therein. |
| F3 | Each Class B Unit (a "Class B Unit") of AlTi Global Capital, LLC ("Umbrella") is paired with a share of Class B Common Stock of the Issuer ("Class B Common Stock" together with Class B Unit, the "Paired Interests"). Pursuant to the Third Amended and Restated Limited Liability Agreement, dated as of July 31, 2023 (as amended from time to time, the "LLC Agreement"), of Umbrella, a Paired Interest is exchangeable at any time for a share of Class A Common Stock of the Issuer ("Class A Common Stock") on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. |
| F4 | (continued) As the holder exchanges the Paired Interests pursuant to the LLC Agreement, the shares of Class B Common Stock included in the Paired Interests will automatically be canceled and the Class B Common Units included in the Paired Interests shall be automatically transferred to the Issuer and converted into and become an equal number of Class A Common Units in Umbrella. |