Thomas Arthur vonReichbauer - 12 Nov 2021 Form 4 Insider Report for Sunrun Inc. (RUN)

Signature
Jay Maloney, Attorney-in-Fact
Issuer symbol
RUN
Transactions as of
12 Nov 2021
Net transactions value
-$320,210
Form type
4
Filing time
15 Nov 2021, 19:46:13 UTC
Previous filing
08 Nov 2021
Next filing
08 Dec 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RUN Common Stock Options Exercise $67,125 +5,000 +3.1% $13.42 166,435 12 Nov 2021 Direct F1
transaction RUN Common Stock Sale $387,335 -6,500 -3.9% $59.59 159,935 12 Nov 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RUN Employee Stock Option (right to buy) Options Exercise $0 -5,000 -1.7% $0.000000 281,012 12 Nov 2021 Common Stock 5,000 $13.42 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.
F2 Shares held following the reported transactions include 135,494 Restricted Stock Units, which are subject to forfeiture until they vest.
F3 25% of the shares subject to the option vested on May 4, 2021, and 1/36 of the remaining shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.