Jeanna Steele - Jun 28, 2021 Form 4 Insider Report for Sunrun Inc. (RUN)

Role
General Counsel
Signature
/s/ Jay Maloney, Attorney-in-Fact
Stock symbol
RUN
Transactions as of
Jun 28, 2021
Transactions value $
-$278,850
Form type
4
Date filed
6/30/2021, 08:45 PM
Previous filing
Jun 22, 2021
Next filing
Sep 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RUN Common Stock Options Exercise $30.2K +3.08K +2.72% $9.81 116K Jun 28, 2021 Direct F1
transaction RUN Common Stock Sale -$176K -3.08K -2.65% $56.96 113K Jun 28, 2021 Direct F1
transaction RUN Common Stock Options Exercise $40K +2.94K +2.59% $13.63 116K Jun 29, 2021 Direct F1
transaction RUN Common Stock Sale -$174K -2.94K -2.53% $59.08 113K Jun 29, 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RUN Employee Stock Option (right to buy) Options Exercise $0 -3.08K -8.33% $0.00 33.9K Jun 28, 2021 Common Stock 3.08K $9.81 Direct F1, F3
transaction RUN Employee Stock Option (right to buy) Options Exercise $0 -2.94K -20% $0.00 11.8K Jun 29, 2021 Common Stock 2.94K $13.63 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.
F2 Shares held following the reported transactions include 49,156 Restricted Stock Units, which are subject to forfeiture until they vest.
F3 25% of the shares subject to the option vested on March 17, 2021, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.
F4 25% of the shares subject to the option vested on June 15, 2019, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.