Key facts
- This page summarizes Stuart Rothstein's Form 4 filing for Apollo Commercial Real Estate Finance, Inc. (ARI).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 31 Jan 2024, 16:19.
Stuart Rothstein - 29 Jan 2024 Form 4 Insider Report for Apollo Commercial Real Estate Finance, Inc. (ARI)
- Reporting relationship
- President & CEO, Director
- Issuer ticker
- ARI
- Reported as of
- 29 Jan 2024
- Net transaction value
- -$1,011,545
- SEC form
- 4
- Accepted by SEC
- 31 Jan 2024, 16:19:23 UTC
- Prior SEC filing
- 18 Jan 2024
- Next SEC filing
- 12 Feb 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jessica L. Lomm, as Attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Stuart Rothstein filed Form 4 for Apollo Commercial Real Estate Finance, Inc. (ARI) on 31 Jan 2024.
Change
- Previous filing in this sequence was filed on 18 Jan 2024.
- Current net transaction value: -$1,011,545.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ARI
transaction
Common Stock
Tax liability
- Transaction value
- $1,011,545
- Shares
- -86,383
- Change %
- -16%
- Price
- $11.71
- Shares after
- 455,292
- Date
- 29 Jan 2024
- Ownership
- Direct
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Consists of shares of common stock withheld by the issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of shares of common stock underlying vested restricted stock units ("RSUs") granted under the Amended and Restated Apollo Commercial Real Estate Finance, Inc. 2019 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates.
Footnote F2
Reported amount includes 276,183 RSUs.