Elizabeth D. Phillips - Aug 20, 2021 Form 4 Insider Report for KEWAUNEE SCIENTIFIC CORP /DE/ (KEQU)

Role
VP - Human Resources
Signature
/s/ Donald T. Gardner III, Attorney-in-fact
Stock symbol
KEQU
Transactions as of
Aug 20, 2021
Transactions value $
$11
Form type
4
Date filed
8/23/2021, 12:29 PM
Previous filing
Jul 9, 2021
Next filing
Jun 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KEQU Common Stock Options Exercise $12.9K +1.5K +28.93% $8.59 6.69K Aug 20, 2021 Direct F1
transaction KEQU Common Stock Tax liability -$12.9K -939 -14.05% $13.71 5.75K Aug 20, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEQU Option to Buy Options Exercise $0 -1.5K -100% $0.00* 0 Aug 20, 2021 Common Stock 1.5K $8.59 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consideration for the exercise of the underlying option to buy was paid through a "net exercise" by directing the company to retain as payment for the total exercise cost a sufficient number of shares of Common Stock that would have been otherwise received upon exercise as reported below on this Form 4 report.
F2 Employee stock option granted under Employee Stock Option plan under Rule 16b-3.