Mary K. Riskey - 22 May 2023 Form 4 Insider Report for TWO HARBORS INVESTMENT CORP. (TWO)

Reporting relationship: Chief Financial Officer
Issuer ticker: TWO
Reported as of: 22 May 2023
Net transaction value: -$46,310
SEC form: 4
Accepted by SEC: 23 May 2023, 16:17:55 UTC
Prior SEC filing: 10 Feb 2023
Next SEC filing: 10 Jan 2024
Source filing: View source filing
Reporting owner signature: /s/ Mary K. Riskey

Filing notes and source

Key filing fact

Mary K. Riskey filed Form 4 for TWO HARBORS INVESTMENT CORP. (TWO) on 23 May 2023.

Key facts

This page summarizes Mary K. Riskey's Form 4 filing for TWO HARBORS INVESTMENT CORP. (TWO).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 23 May 2023, 16:17.

Change

Previous filing in this sequence was filed on 10 Feb 2023.
Current net transaction value: -$46,310.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TWO transaction

Common stock, par value $0.01 per share

Sale

Transaction value: -$46,310
Shares: -3,755
Change %: -5.5%
Price: $12.33
Shares after: 64,391
Date: 22 May 2023
Ownership: Direct
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 2 footnotes

Footnote F1

The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on February 17, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

Footnote F2

The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units on May 19, 2023.