| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | TWO | Common stock, par value $0.01 per share | Sale | -$95.2K | -16.7K | -4.3% | $5.71 | 371K | Jan 31, 2022 | Direct | F1, F2, F3 |
| holding | TWO | Common stock, par value $0.01 per share | 12.1K | Jan 31, 2022 | By Spouse | F4 |
| Id | Content |
|---|---|
| F1 | The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on August 16, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. |
| F2 | The reporting person sold the shares to satisfy income tax liabilities incurred as a result of vestings on January 28, 2022 and January 29, 2022 of restricted stock awards previously granted to the reporting person. |
| F3 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.625 to $5.75, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| F4 | Includes 12,102 shares held by the reporting person's spouse. While the reporting person retains a pecuniary interest in these shares, he does not have dispositive or voting power with respect thereto and he disclaims any beneficial ownership interest therein. |