Mary K. Riskey - 31 Jan 2022 Form 4 Insider Report for TWO HARBORS INVESTMENT CORP. (TWO)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
01 Feb 2022, 15:22:50 UTC
Prior SEC filing
20 May 2021
Next SEC filing
08 Feb 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Mary K. Riskey
Filing notes and source

Key filing fact

Mary K. Riskey filed Form 4 for TWO HARBORS INVESTMENT CORP. (TWO) on 01 Feb 2022.

Key facts

  • This page summarizes Mary K. Riskey's Form 4 filing for TWO HARBORS INVESTMENT CORP. (TWO).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 01 Feb 2022, 15:22.

Change

  • Previous filing in this sequence was filed on 20 May 2021.
  • Current net transaction value: -$79,709.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TWO transaction

Common stock, par value $0.01 per share

Sale

Transaction value
-$79,709
Shares
-13,998
Change %
-7.2%
Price
$5.69
Shares after
179,840
Date
31 Jan 2022
Ownership
Direct
Footnotes
F1, F2, F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on February 17, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

Footnote F2

The reporting person sold the shares to satisfy income tax liabilities incurred as a result of vestings on January 28, 2022 and January 29, 2022 of restricted stock awards previously granted to the reporting person.

Footnote F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.62 to $5.75, inclusive. The reporting person undertakes to provide, to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Footnote F4

The reporting person's beneficial ownership amount has been adjusted to exclude 2 shares of common stock previously reported in her holdings due to an administrative error.

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