Matthew Koeppen - Aug 10, 2021 Form 4 Insider Report for TWO HARBORS INVESTMENT CORP. (TWO)

Role
Former Chief Inv. Officer
Signature
/s/ Matthew Koeppen
Stock symbol
TWO
Transactions as of
Aug 10, 2021
Transactions value $
-$1,899,379
Form type
4
Date filed
8/12/2021, 04:10 PM
Previous filing
May 20, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TWO Common stock, par value $0.01 per share Sale -$643K -100K -30.45% $6.43 228K Aug 10, 2021 Direct F1
transaction TWO Common stock, par value $0.01 per share Sale -$709K -110K -48.16% $6.44 118K Aug 11, 2021 Direct F2
transaction TWO Common stock, par value $0.01 per share Sale -$548K -84.9K -71.71% $6.46 33.5K Aug 12, 2021 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Matthew Koeppen is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.4201 to $6.435, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.42 to $6.4801, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp, any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.44 to $6.485, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.