Raymond F. O'Conor - Oct 1, 2024 Form 4 Insider Report for ARROW FINANCIAL CORP (AROW)

Role
Director
Signature
Penko Ivanov, Attorney in Fact
Stock symbol
AROW
Transactions as of
Oct 1, 2024
Transactions value $
-$56,080
Form type
4
Date filed
10/2/2024, 11:31 AM
Previous filing
Sep 3, 2024
Next filing
Oct 10, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AROW Common Stock Sale -$56.1K -2K -4.63% $28.04 41.2K Oct 1, 2024 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on May 14, 2024 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.