Thurman John Rodgers - 07 Jul 2023 Form 4 Insider Report for Enphase Energy, Inc. (ENPH)

Role
Director
Signature
/s/ Lisan Hung, Attorney-in-Fact for Thurman John Rodgers
Issuer symbol
ENPH
Transactions as of
07 Jul 2023
Net transactions value
+$710,428
Form type
4
Filing time
11 Jul 2023, 18:09:45 UTC
Previous filing
22 Jun 2023
Next filing
20 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ENPH Common Stock Options Exercise $189,842 +171,029 +8880% $1.11* 172,955 07 Jul 2023 Direct
transaction ENPH Common Stock Options Exercise $77,736 +111,052 +64% $0.7000* 284,007 07 Jul 2023 Direct
transaction ENPH Common Stock Options Exercise $137,996 +24,954 +8.8% $5.53* 308,961 07 Jul 2023 Direct
transaction ENPH Common Stock Options Exercise $146,033 +10,016 +3.2% $14.58* 318,977 07 Jul 2023 Direct
transaction ENPH Common Stock Options Exercise $158,821 +2,475 +0.78% $64.17 321,452 07 Jul 2023 Direct
holding ENPH Common Stock 1,191,309 07 Jul 2023 By Trust F1
holding ENPH Common Stock 60,800 07 Jul 2023 By Charitable Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ENPH Non-qualified stock option (right to buy) Options Exercise $0 -171,029 -100% $0.000000* 0 07 Jul 2023 Common Stock 171,029 $1.11 Direct F3, F4
transaction ENPH Non-qualified stock option (right to buy) Options Exercise $0 -111,052 -100% $0.000000* 0 07 Jul 2023 Common Stock 111,052 $0.7000 Direct F3, F4
transaction ENPH Non-qualified stock option (right to buy) Options Exercise $0 -24,954 -100% $0.000000* 0 07 Jul 2023 Common Stock 24,954 $5.53 Direct F3, F4
transaction ENPH Non-qualified stock option (right to buy) Options Exercise $0 -10,016 -100% $0.000000* 0 07 Jul 2023 Common Stock 10,016 $14.58 Direct F3, F4
transaction ENPH Non-qualified stock option (right to buy) Options Exercise $0 -2,475 -100% $0.000000* 0 07 Jul 2023 Common Stock 2,475 $64.17 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held directly by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the reporting person and his spouse, Valeta Massey, serve as trustees.
F2 These shares are held directly by the Rodgers Family Freedom and Free Markets Charitable Trust, a charitable remainder trust for which the reporting person and his spouse, Valeta Massey, serve as trustees and of which the reporting person and his spouse are beneficiaries. The reporting person disclaims beneficial ownership except to the extent of his and his spouse's pecuniary interest therein.
F3 Issued pursuant to the 2011 Equity Incentive Plan.
F4 This option is fully vested.