RICHARD MORA - 27 Oct 2022 Form 4 Insider Report for Enphase Energy, Inc. (ENPH)

Role
Director
Signature
/s/ Lisan Hung, Attorney-in-Fact for Richard Mora
Issuer symbol
ENPH
Transactions as of
27 Oct 2022
Net transactions value
-$3,970,850
Form type
4
Filing time
28 Oct 2022, 18:10:05 UTC
Previous filing
04 Aug 2022
Next filing
07 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ENPH Common Stock Options Exercise $4,088 +5,840 +365% $0.7000* 7,440 27 Oct 2022 Direct
transaction ENPH Common Stock Options Exercise $39,595 +7,160 +96% $5.53* 14,600 27 Oct 2022 Direct
transaction ENPH Common Stock Sale $1,076,449 -3,500 -24% $307.56 11,100 27 Oct 2022 Direct F1
transaction ENPH Common Stock Sale $1,073,787 -3,479 -31% $308.65 7,621 27 Oct 2022 Direct F2
transaction ENPH Common Stock Sale $1,864,297 -6,021 -79% $309.63 1,600 27 Oct 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ENPH Stock Option (Right to Buy) Options Exercise $0 -5,840 -100% $0.000000* 0 27 Oct 2022 Common Stock 5,840 $0.7000 Direct F4, F5
transaction ENPH Stock Option (Right to Buy) Options Exercise $0 -7,160 -29% $0.000000 17,794 27 Oct 2022 Common Stock 7,160 $5.53 Direct F4, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $307.07 to $308.03. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
F2 Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $308.145 to $309.14. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
F3 Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $309.21 to $310.12. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
F4 Issued pursuant to the 2011 Equity Incentive Plan.
F5 Such option will vest in twelve (12) equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan).
F6 Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan).