Richard Mora - Oct 29, 2021 Form 4 Insider Report for Enphase Energy, Inc. (ENPH)

Role
Director
Signature
/s/ Lisan Hung, Attorney-in-Fact for Richard Mora
Stock symbol
ENPH
Transactions as of
Oct 29, 2021
Transactions value $
-$4,340,942
Form type
4
Date filed
10/29/2021, 07:44 PM
Previous filing
May 21, 2021
Next filing
May 20, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ENPH Common Stock Options Exercise $13.3K +19K +672.57% $0.70* 21.8K Oct 29, 2021 Direct
transaction ENPH Common Stock Sale -$1.28M -5.6K -25.67% $227.78 16.2K Oct 29, 2021 Direct F1
transaction ENPH Common Stock Sale -$967K -4.23K -26.08% $228.60 12K Oct 29, 2021 Direct F2
transaction ENPH Common Stock Sale -$836K -3.64K -30.37% $229.63 8.35K Oct 29, 2021 Direct F3
transaction ENPH Common Stock Sale -$1.27M -5.52K -66.16% $230.72 2.83K Oct 29, 2021 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ENPH Stock Option (Right to Buy) Options Exercise $0 -19K -61.61% $0.00 11.8K Oct 29, 2021 Common Stock 19K $0.70 Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $227.23 to $228.21. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
F2 Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $228.23 to $229.22. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
F3 Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $229.23 to $230.22. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
F4 Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $230.26 to $231.10. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
F5 Issued pursuant to the 2011 Equity Incentive Plan.
F6 Such option will vest in twelve (12) equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan).