Harold Perry - 21 Jun 2023 Form 4 Insider Report for SmartStop Self Storage REIT, Inc. (SMA)

Role: Director
Signature: /s/ Harold Perry
Issuer symbol: SMA
Transactions as of: 21 Jun 2023
Net transactions value: $0
Form type: 4
Filing time: 23 Jun 2023, 13:37:11 UTC
Previous filing: 17 Jun 2022
Next filing: 27 Jun 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	SMA	Class A Common Stock						35,995	21 Jun 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SMA	Long-Term Incentive Plan Units	Award	$0	+6,016		$0.000000	6,016	21 Jun 2023	Class A Common Stock	6,016	$0.000000	Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents 35,995 shares of restricted stock previously reported as being owned by the Reporting Person.
F2	Represents long-term incentive plan units ("LTIP Units") of SmartStop OP, L.P., the Issuer's operating partnership (the "Operating Partnership"). Under certain circumstances, vested LTIP Units are convertible into Class A common units of the Operating Partnership ("Class A Common Units"). Class A Common Units are redeemable by the holder for, at the election of the Issuer, shares of Class A Common Stock of the Issuer on a one-for-one basis or the cash value of such shares.
F3	The Reporting Person was awarded 6,016 LTIP Units upon his reelection to the board of directors, which LTIP Units vest one year from such reelection.