Key facts
- This page summarizes Wayne Johnson's Form 4 filing for SmartStop Self Storage REIT, Inc. (SMA).
- 1 reported transaction and 3 derivative rows are listed below.
- Accepted by SEC: 06 Mar 2023, 16:24.
Wayne Johnson - 02 Mar 2023 Form 4 Insider Report for SmartStop Self Storage REIT, Inc. (SMA)
- Reporting relationship
- President and CIO
- Issuer ticker
- SMA
- Reported as of
- 02 Mar 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 06 Mar 2023, 16:24:49 UTC
- Prior SEC filing
- 23 Feb 2023
- Next SEC filing
- 28 Apr 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Wayne Johnson
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Wayne Johnson filed Form 4 for SmartStop Self Storage REIT, Inc. (SMA) on 06 Mar 2023.
Change
- Previous filing in this sequence was filed on 23 Feb 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SMA
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 23,452
- Date
- 02 Mar 2023
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SMA
transaction
Derivative
Long-Term Incentive Plan Units
Award
- Transaction value
- $0
- Shares
- +13,751
- Change %
- +35%
- Price
- $0.000000
- Shares after
- 53,009
- Date
- 02 Mar 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 13,751
- Exercise price
- $0.000000
- Footnotes
- F2, F4
SMA
holding
Derivative
Long-Term Incentive Plan Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 72,054
- Date
- 02 Mar 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 72,054
- Exercise price
- $0.000000
- Footnotes
- F2, F3
SMA
holding
Derivative
Class A-1 Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 495,063
- Date
- 02 Mar 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 495,063
- Exercise price
- $0.000000
- Footnotes
- F5, F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
Represents 23,452.16 shares of restricted stock previously reported as being owned by the Reporting Person.
Footnote F2
Represents long-term incentive plan units ("LTIP Units") of SmartStop OP, L.P., the Issuer's operating partnership (the "Operating Partnership"). Vested LTIP Units are convertible into Class A common units of the Operating Partnership ("Class A Common Units"). Class A Common Units are redeemable by the holder for, at the election of the Issuer, shares of Class A Common Stock of the Issuer on a one-for-one basis or the cash value of such shares.
Footnote F3
Represents 72,054.11 LTIP Units previously reported as being owned by the Reporting Person. The LTIP Units vest ratably over a four-year period commencing on December 31 of the year of grant, subject to the Reporting Person's continued employment or service through each vesting date.
Footnote F4
Represents LTIP Units previously reported as being owned by the Reporting Person, which LTIP Units were subject to vesting based on the achievement of specified performance measures. The actual number of LTIP Units to be issued upon vesting could range from 0% to 100% of the number of LTIP Units reported based on the actual performance measure achieved. On March 2, 2023, the Compensation Committee of the Issuer's Board of Directors determined that a performance measure had been achieved such that 100% of the number of LTIP Units previously reported should vest. Accordingly, on March 2, 2023, 13,751.4 LTIP Units previously reported as being owned by the Reporting Person vested.
Footnote F5
Represents Class A-1 limited partnership units ("Class A-1 Units") of the Operating Partnership. Class A-1 Units are redeemable by the holder for, at the election of the Issuer, shares of Class A Common Stock of the Issuer on a one-for-one basis or the cash value of such shares.
Footnote F6
Represents 495,063 Class A-1 Units previously reported as being owned by the Reporting Person.