Scott Genereux - 08 Dec 2025 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Role
Sr.VP, Chief Revenue Officer
Signature
Danielle White, Attorney-in-fact for Scott Genereux
Issuer symbol
ROK
Transactions as of
08 Dec 2025
Net transactions value
-$664,640
Form type
4
Filing time
10 Dec 2025, 19:42:35 UTC
Previous filing
05 Dec 2025
Next filing
27 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
GENEREUX SCOTT Sr.VP, Chief Revenue Officer 1201 SOUTH SECOND STREET, MILWAUKEE Danielle White, Attorney-in-fact for Scott Genereux 10 Dec 2025 0001456171

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROK Common Stock Sale $100,999 -252 -8% $400.79 2,898 08 Dec 2025 Direct F1, F2
transaction ROK Common Stock Sale $6,028 -15 -0.52% $401.86 2,883 08 Dec 2025 Direct F1
transaction ROK Common Stock Options Exercise $0 +963 +33% $0.000000 3,846 09 Dec 2025 Direct
transaction ROK Common Stock Options Exercise $0 +2,055 +53% $0.000000 5,901 09 Dec 2025 Direct
transaction ROK Common Stock Sale $137,838 -344 -5.8% $400.69 5,557 10 Dec 2025 Direct F3, F4
transaction ROK Common Stock Sale $204,532 -509 -9.2% $401.83 5,048 10 Dec 2025 Direct F3, F5
transaction ROK Common Stock Sale $181,731 -451 -8.9% $402.95 4,597 10 Dec 2025 Direct F3, F6
transaction ROK Common Stock Sale $33,513 -83 -1.8% $403.77 4,514 10 Dec 2025 Direct F3, F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROK Employee Stock Option (Right to Buy) Award $0 +6,146 $0.000000 6,146 08 Dec 2025 Common Stock 6,146 $402.22 Direct F8, F9
transaction ROK Restricted Stock Units Award $0 +1,791 $0.000000 1,791 08 Dec 2025 Common Stock 1,791 Direct F8, F10, F11
transaction ROK Restricted Stock Units Options Exercise $0 -963 -100% $0.000000 0 09 Dec 2025 Common Stock 963 Direct F10, F11
transaction ROK Performance Shares Options Exercise $0 -2,055 -100% $0.000000 0 09 Dec 2025 Common Stock 2,055 Direct F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2024 to cover taxes due on restricted stock units that vested on 12/5/2025.
F2 Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.40 to $401.3650. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F3 Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2024 to cover taxes due on restricted stock units that vested on 12/9/2025.
F4 Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.36 to $401.1950. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F5 Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.45 to $402.15. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F6 Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.54 to $403.34. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F7 Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $403.57 to $403.81. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F8 Awarded under the Company's 2020 Long-Term Incentive Plan.
F9 The options vest in three substantially equal annual installments beginning on date exercisable.
F10 Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
F11 The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
F12 Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).