Richard Charles Winnall - Mar 8, 2023 Form 4 Insider Report for AMERICOLD REALTY TRUST (COLD)

Role: Officer
Signature: /s/ James C. Snyder, Jr., attorney-in-fact
Stock symbol: COLD
Transactions as of: Mar 8, 2023
Transactions value $: $0
Form type: 4
Date filed: 3/10/2023, 03:39 PM
Previous filing: Jan 10, 2023
Next filing: Nov 14, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	COLD	Common Stock	Options Exercise	$0	+1.06K	+6.13%	$0.00	18.4K	Mar 8, 2023	Direct
transaction	COLD	Common Stock	Options Exercise	$0	+983	+5.35%	$0.00	19.4K	Mar 8, 2023	Direct
transaction	COLD	Common Stock	Options Exercise	$0	+1.23K	+6.37%	$0.00	20.6K	Mar 8, 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	COLD	Restricted Stock Units	Options Exercise	$0	-1.06K	-100%	$0.00^*	0	Mar 8, 2023	Common Stock	1.06K	$0.00	Direct	F1
transaction	COLD	Restricted Stock Units	Options Exercise	$0	-983	-49.97%	$0.00	984	Mar 8, 2023	Common Stock	983	$0.00	Direct	F2
transaction	COLD	Restricted Stock Units	Options Exercise	$0	-1.23K	-33.32%	$0.00	2.47K	Mar 8, 2023	Common Stock	1.23K	$0.00	Direct	F3
transaction	COLD	Performance Restricted Stock Units	Award	$0	+12.1K		$0.00	12.1K	Mar 8, 2023	Common Stock	12.1K	$0.00	Direct	F4
transaction	COLD	Restricted Stock Units	Award	$0	+8.08K		$0.00	8.08K	Mar 8, 2023	Common Stock	8.08K	$0.00	Direct	F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust, Inc. common stock. The RSU's vested one-third on each of March 8, 2021, 2022 and 2023.
F2	Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust, Inc. common stock. The RSU's vested one-third on each of March 8, 2022 and 2023 and the remainder will vest on March 8, 2024.
F3	Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust, Inc. common stock. The RSUs vested one third on March 8, 2023 and the remainder will vest ratably on March 8, 2024 and 2025.
F4	Each performance-based restricted stock unit ("PRSU") represents the right to acquire one share of Americold Realty Trust, Inc. common stock. Vesting of the PRUs will be determined based upon a comparison of the Company's total shareholder return ("TSR") on a relative basis to the MSCI U.S. REIT Index at the end of the applicable performance period (Jan. 1, 2023 - Dec. 31, 2025). The RSUs will vest, if at all, at the end of the 3-year period contingent upon the achievement of the pre-established TSR goal. The PRSUs were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan.
F5	Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust, Inc. common stock. The RSU's will vest ratably on March 8, 2024, 2025 and 2026. The RSUs were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan.