Richard Charles Winnall - 08 Mar 2023 Form 4 Insider Report for AMERICOLD REALTY TRUST (COLD)

Role
Officer
Signature
/s/ James C. Snyder, Jr., attorney-in-fact
Issuer symbol
COLD
Transactions as of
08 Mar 2023
Net transactions value
$0
Form type
4
Filing time
10 Mar 2023, 15:39:59 UTC
Previous filing
10 Jan 2023
Next filing
14 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COLD Common Stock Options Exercise $0 +1,061 +6.1% $0.000000 18,367 08 Mar 2023 Direct
transaction COLD Common Stock Options Exercise $0 +983 +5.4% $0.000000 19,350 08 Mar 2023 Direct
transaction COLD Common Stock Options Exercise $0 +1,233 +6.4% $0.000000 20,583 08 Mar 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COLD Restricted Stock Units Options Exercise $0 -1,061 -100% $0.000000* 0 08 Mar 2023 Common Stock 1,061 $0.000000 Direct F1
transaction COLD Restricted Stock Units Options Exercise $0 -983 -50% $0.000000 984 08 Mar 2023 Common Stock 983 $0.000000 Direct F2
transaction COLD Restricted Stock Units Options Exercise $0 -1,233 -33% $0.000000 2,468 08 Mar 2023 Common Stock 1,233 $0.000000 Direct F3
transaction COLD Performance Restricted Stock Units Award $0 +12,125 $0.000000 12,125 08 Mar 2023 Common Stock 12,125 $0.000000 Direct F4
transaction COLD Restricted Stock Units Award $0 +8,084 $0.000000 8,084 08 Mar 2023 Common Stock 8,084 $0.000000 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust, Inc. common stock. The RSU's vested one-third on each of March 8, 2021, 2022 and 2023.
F2 Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust, Inc. common stock. The RSU's vested one-third on each of March 8, 2022 and 2023 and the remainder will vest on March 8, 2024.
F3 Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust, Inc. common stock. The RSUs vested one third on March 8, 2023 and the remainder will vest ratably on March 8, 2024 and 2025.
F4 Each performance-based restricted stock unit ("PRSU") represents the right to acquire one share of Americold Realty Trust, Inc. common stock. Vesting of the PRUs will be determined based upon a comparison of the Company's total shareholder return ("TSR") on a relative basis to the MSCI U.S. REIT Index at the end of the applicable performance period (Jan. 1, 2023 - Dec. 31, 2025). The RSUs will vest, if at all, at the end of the 3-year period contingent upon the achievement of the pre-established TSR goal. The PRSUs were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan.
F5 Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust, Inc. common stock. The RSU's will vest ratably on March 8, 2024, 2025 and 2026. The RSUs were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan.