Duane J. Brobst - Dec 31, 2021 Form 5 Insider Report for UNIVEST FINANCIAL Corp (UVSP)

Role: Sr EVP & Chief Credit Officer
Signature: Megan D. Santana
Stock symbol: UVSP
Transactions as of: Dec 31, 2021
Transactions value $: $0
Form type: 5
Date filed: 1/28/2022, 09:05 AM
Previous filing: Sep 8, 2021
Next filing: Mar 15, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	UVSP	Common						40.3K	Dec 31, 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	UVSP	Stock Options (Right to Buy)						667	Dec 31, 2021	Common	667	$16.88	Direct	F2
holding	UVSP	Stock Options (Right to Buy)						1.33K	Dec 31, 2021	Common	1.33K	$18.78	Direct	F2
holding	UVSP	Stock Options (Right to Buy)						4.16K	Dec 31, 2021	Common	4.16K	$19.68	Direct	F2
holding	UVSP	Stock Options (Right to Buy)						4.5K	Dec 31, 2021	Common	4.5K	$18.52	Direct	F2
holding	UVSP	Stock Options (Right to Buy)						3.84K	Dec 31, 2021	Common	3.84K	$28.15	Direct	F2
holding	UVSP	Stock Options (Right to Buy)						4.1K	Dec 31, 2021	Common	4.1K	$28.50	Direct	F2
holding	UVSP	Restricted Stock Units						350	Dec 31, 2021	Common	350		Direct	F3, F4
holding	UVSP	Restricted Stock Units						1.03K	Dec 31, 2021	Common	1.03K		Direct	F3, F4
holding	UVSP	Restricted Stock Units						987	Dec 31, 2021	Common	987		Direct	F3, F4
holding	UVSP	Performance Restricted Stock Units						2.45K	Dec 31, 2021	Common	2.45K		Direct	F3, F5
holding	UVSP	Performance Restricted Stock Units						3.61K	Dec 31, 2021	Common	3.61K		Direct	F3, F5
holding	UVSP	Performance Restricted Stock Units						2.3K	Dec 31, 2021	Common	2.3K		Direct	F3, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	INCLUDES 9,357.7622 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.
F2	AT THE GRANT DATE, STOCK OPTIONS ARE EXERCISABLE AT 33.3% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED.
F3	EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.
F4	RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.
F5	THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.