Nat Krishnamurti - 15 Nov 2021 Form 4 Insider Report for HUDSON TECHNOLOGIES INC /NY (HDSN)

Role
CFO
Signature
/s/Nat Krishnamurti
Issuer symbol
HDSN
Transactions as of
15 Nov 2021
Net transactions value
-$1,561,510
Form type
4
Filing time
17 Nov 2021, 16:28:32 UTC
Next filing
28 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HDSN Common Stock Options Exercise $213,313 +195,700 +1324% $1.09* 210,482 15 Nov 2021 Direct F1
transaction HDSN Common Stock Tax liability $482,695 -102,701 -49% $4.70 107,781 15 Nov 2021 Direct
transaction HDSN Common Stock Options Exercise $269,339 +247,100 +229% $1.09* 354,881 15 Nov 2021 Direct F1
transaction HDSN Common Stock Tax liability $609,468 -129,674 -37% $4.70 225,207 15 Nov 2021 Direct
transaction HDSN Common Stock Sale $952,000 -200,000 -89% $4.76 25,207 17 Nov 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HDSN Stock Option Options Exercise $0 -195,700 -100% $0.000000* 0 15 Nov 2021 Common Stock 195,700 $1.09 Direct
transaction HDSN Stock Option Options Exercise $0 -247,100 -100% $0.000000* 0 15 Nov 2021 Common Stock 247,100 $1.09 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercise of options expiring 11/30/2021.