| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | TCDA | Common Stock | Sale | -$1.15M | -95.4K | -3.79% | $12.01* | 2.42M | Oct 11, 2022 | By Sibling Capital Fund II-B L.P. | F1, F4, F9, F10 |
| transaction | TCDA | Common Stock | Sale | -$276K | -23K | -1.4% | $12.01* | 1.62M | Oct 11, 2022 | By Sibling Capital Fund II-C L.P. | F1, F5, F9, F10 |
| transaction | TCDA | Common Stock | Sale | -$2.14M | -171K | -7.07% | $12.53* | 2.25M | Oct 12, 2022 | By Sibling Capital Fund II-B L.P. | F2, F4, F9 |
| transaction | TCDA | Common Stock | Sale | -$517K | -41.3K | -2.54% | $12.53* | 1.58M | Oct 12, 2022 | By Sibling Capital Fund II-C L.P. | F2, F5, F9 |
| transaction | TCDA | Common Stock | Sale | -$283K | -23.6K | -1.05% | $11.99* | 2.22M | Oct 13, 2022 | By Sibling Capital Fund II-B L.P. | F3, F4, F9 |
| transaction | TCDA | Common Stock | Sale | -$68.4K | -5.7K | -0.36% | $11.99* | 1.58M | Oct 13, 2022 | By Sibling Capital Fund II-C L.P. | F3, F5, F9 |
| holding | TCDA | Common Stock | 702K | Oct 11, 2022 | By Sibling Capital Fund II-A L.P. | F6, F9 | |||||
| holding | TCDA | Common Stock | 599K | Oct 11, 2022 | By Sibling Capital Fund II-D L.P. | F7, F9 | |||||
| holding | TCDA | Common Stock | 463K | Oct 11, 2022 | By Sibling Insiders Fund II L.P. | F8, F9 |
Brian M. Isern is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
| Id | Content |
|---|---|
| F1 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.65 to $12.38, inclusive. Each Reporting Person undertakes to provide to Tricida, Inc., any security holder of Tricida, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4. |
| F2 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.18 to $13.06, inclusive. |
| F3 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.55 to $12.20, inclusive. |
| F4 | The shares are held directly by Sibling Capital Fund II-B L.P. ("Sibling B"). Sibling Capital Ventures II LLC ("SCV II") is the sole general partner of Sibling B. As sole manager of SCV II, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares. |
| F5 | The shares are held directly by Sibling Capital Fund II-C L.P. ("Sibling C"). Sibling Capital Ventures III LLC ("SCV III") is the sole general partner of Sibling C. As sole manager of SCV III, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares. |
| F6 | The shares are held directly by Sibling Capital Fund II-A L.P. ("Sibling A"). Sibling Capital Ventures LLC ("SCV") is the sole general partner of Sibling A. As sole manager of SCV, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares. |
| F7 | The shares are held directly by Sibling Capital Fund II-D L.P. ("Sibling D"). Sibling Capital Ventures IV LLC ("SCV IV") is the sole general partner of Sibling D. As sole manager of SCV IV, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares. |
| F8 | The shares are held directly by Sibling Insiders Fund II L.P. ("Sibling Insiders Fund"). Sibling Insiders II LLC ("Sibling Insiders LLC") is the sole general partner of Sibling Insiders Fund. As sole manager of Sibling Insiders LLC, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares. |
| F9 | For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. |
| F10 | The Form 4 filed by the Reporting Persons on October 4, 2022, incorrectly reported the number of shares sold on September 30, 2022, by Sibling B by one less share and by Sibling C by one additional share, resulting in incorrect beneficial ownership by Sibling B and by Sibling C after giving effect to such sales. The reported beneficial ownership in this Form 4 corrects this immaterial error. |