Martin J. Vanderploeg - 29 May 2025 Form 4 Insider Report for WORKIVA INC (WK)

Role
Director
Signature
/s/ Brandon E. Ziegler as attorney-in-fact for Martin J. Vanderploeg
Issuer symbol
WK
Transactions as of
29 May 2025
Net transactions value
$0
Form type
4
Filing time
02 Jun 2025, 16:19:47 UTC
Previous filing
17 Apr 2025
Next filing
03 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
VANDERPLOEG MARTIN J. Director 2900 UNIVERSITY BOULEVARD, AMES /s/ Brandon E. Ziegler as attorney-in-fact for Martin J. Vanderploeg 02 Jun 2025 0001014008

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WK Class A Common Stock Gift $0 -84,210 -21% $0.000000 314,489 05 May 2025 Direct F1
transaction WK Class A Common Stock Gift $0 +84,210 +24% $0.000000 439,885 05 May 2025 By living trust F1
transaction WK Class A Common Stock Award +3,218 +1% 317,707 29 May 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WK Class B Common Stock 710,562 29 May 2025 Class A Common Stock 710,562 By living trust F3
holding WK Class B Common Stock 491,270 29 May 2025 Class A Common Stock 491,270 By charitable remainder trust F3
holding WK Employee Stock Option to Purchase Class A Common Stock 200,204 29 May 2025 Class A Common Stock 200,204 $12.40 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a gift of securities by the reporting person to a revocable living trust.
F2 Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.
F3 Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).
F4 Grant of stock option pursuant to the 2014 Equity Incentive Plan.
F5 Vests in three equal annual installments commencing on the first anniversary of the grant date.