Jill Klindt - Feb 17, 2023 Form 4 Insider Report for WORKIVA INC (WK)

Role: SVP, CFO, CAO & Treasurer
Signature: /s/ Brandon E. Ziegler as attorney-in-fact for Jill E. Klindt
Stock symbol: WK
Transactions as of: Feb 17, 2023
Transactions value $: -$78,357
Form type: 4
Date filed: 2/21/2023, 03:50 PM
Previous filing: Feb 7, 2023
Next filing: Mar 2, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	WK	Class A Common Stock	Award	$0	+1.96K	+1.92%	$0.00	104K	Feb 17, 2023	Direct	F1
transaction	WK	Class A Common Stock	Tax liability	-$78.4K	-888	-0.85%	$88.24	103K	Feb 17, 2023	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	WK	Employee Stock Option to Purchase Class A Common Stock						25K	Feb 17, 2023	Class A Common Stock	25K	$18.60	Direct	F3, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents issued shares of performance restricted stock units ("PSUs") granted to the Reporting Person on February 1, 2022. The Compensation Committee certified the performance conditions and the PSUs were earned and vested at 76% of the target for the 2022 calendar year. Subject to the continued employment of the Reporting Person and achievement of applicable annual revenue growth rate goals, additional PSUs will vest following the completion of the remaining calendar years in the three-year performance period.
F2	Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of PSUs previously granted.
F3	Granted pursuant to the 2014 Equity Incentive Plan.
F4	Vests as to 25% of the shares on the first anniversary of the grant date and then 6.25% of the shares at the end of each three-month period thereafter.