Jill E. Klindt - 01 Feb 2023 Form 4 Insider Report for WORKIVA INC (WK)

Role: SVP, CFO, CAO & Treasurer
Signature: /s/ Brandon E. Ziegler as attorney-in-fact for Jill E. Klindt
Issuer symbol: WK
Transactions as of: 01 Feb 2023
Net transactions value: +$2,490,020
Form type: 4
Filing time: 03 Feb 2023, 15:21:06 UTC
Previous filing: 06 Sep 2022
Next filing: 07 Feb 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	WK	Class A Common Stock	Award	$2,869,995	+30,930	+41%	$92.79	107,187	01 Feb 2023	Direct	F1, F2
transaction	WK	Class A Common Stock	Tax liability	$379,975	-4,095	-3.8%	$92.79	103,092	01 Feb 2023	Direct	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	WK	Employee Stock Option to Purchase Class A Common Stock						25,000	01 Feb 2023	Class A Common Stock	25,000	$18.60	Direct	F4, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.
F2	Vests in three equal annual installments commencing on the first anniversary of the grant date.
F3	Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted.
F4	Granted pursuant to the 2014 Equity Incentive Plan.
F5	Vests as to 25% of the shares on the first anniversary of the grant date and then 6.25% of the shares at the end of each three-month period thereafter.