Robert H. Herz - 23 Jan 2023 Form 4 Insider Report for WORKIVA INC (WK)

Role: Director
Signature: /s/ Brandon E. Ziegler as attorney-in-fact for Robert H. Herz
Issuer symbol: WK
Transactions as of: 23 Jan 2023
Net transactions value: -$707,607
Form type: 4
Filing time: 25 Jan 2023, 15:19:34 UTC
Previous filing: 17 Jan 2023
Next filing: 01 Jun 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	WK	Class A Common Stock	Sale	$707,607	-7,818	-12%	$90.51	54,902	23 Jan 2023	By Trust	F1, F2
holding	WK	Class A Common Stock						22,934	23 Jan 2023	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 30, 2022 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 20,000 shares of Class A Common Stock through August 2023.
F2	The price reported in Column 4 is a weighted-average price. The price actually received ranges from $90.00 to $91.26. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Content

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 30, 2022 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 20,000 shares of Class A Common Stock through August 2023.

The price reported in Column 4 is a weighted-average price. The price actually received ranges from $90.00 to $91.26. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.