Michael D. Hawkins - Jan 1, 2022 Form 4 Insider Report for WORKIVA INC (WK)

Role
EVP, Sales
Signature
/s/ Brandon E. Ziegler as attorney-in-fact for Michael D. Hawkins
Stock symbol
WK
Transactions as of
Jan 1, 2022
Transactions value $
-$1,458,295
Form type
4
Date filed
1/4/2022, 03:17 PM
Previous filing
Sep 2, 2021
Next filing
Feb 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WK Class A Common Stock Tax liability -$739K -5.66K -7.94% $130.49 65.6K Jan 1, 2022 Direct F1
transaction WK Class A Common Stock Sale -$720K -5.62K -8.56% $128.11 60K Jan 3, 2022 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 15, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 25,034 shares of Class A Common Stock through May 2023.
F3 The price reported in Column 4 is a weighted-average price. The price actually received ranges from $127.18 to $128.91. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.