Michael D. Hawkins - 01 Jan 2022 Form 4 Insider Report for WORKIVA INC (WK)

Role
EVP, Sales
Signature
/s/ Brandon E. Ziegler as attorney-in-fact for Michael D. Hawkins
Issuer symbol
WK
Transactions as of
01 Jan 2022
Net transactions value
-$1,458,295
Form type
4
Filing time
04 Jan 2022, 15:17:10 UTC
Previous filing
02 Sep 2021
Next filing
03 Feb 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WK Class A Common Stock Tax liability $738,573 -5,660 -7.9% $130.49 65,645 01 Jan 2022 Direct F1
transaction WK Class A Common Stock Sale $719,722 -5,618 -8.6% $128.11 60,027 03 Jan 2022 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 15, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 25,034 shares of Class A Common Stock through May 2023.
F3 The price reported in Column 4 is a weighted-average price. The price actually received ranges from $127.18 to $128.91. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.