Jill Klindt - Sep 1, 2021 Form 4 Insider Report for WORKIVA INC (WK)

Role
SVP, CFO, CAO & Treasurer
Signature
/s/ Brandon E. Ziegler as attorney-in-fact for Jill E. Klindt
Stock symbol
WK
Transactions as of
Sep 1, 2021
Transactions value $
$1,600,063
Form type
4
Date filed
9/2/2021, 04:32 PM
Previous filing
Aug 18, 2021
Next filing
Nov 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WK Class A Common Stock Award $1.6M +11.2K +22.51% $142.85 61K Sep 1, 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WK Employee Stock Option to Purchase Class A Common Stock 25K Sep 1, 2021 Class A Common Stock 25K $18.60 Direct F3, F4
holding WK Employee Stock Option to Purchase Class A Common Stock 10K Sep 1, 2021 Class A Common Stock 10K $12.40 Direct F3, F4
holding WK Employee Stock Option to Purchase Class A Common Stock 16K Sep 1, 2021 Class A Common Stock 16K $14.03 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.
F2 Vests as to 25% of the shares on each of the first and second anniversaries of the grant date, and 50% of the shares on the third anniversary of the grant date.
F3 Granted pursuant to the 2014 Equity Incentive Plan.
F4 Vests as to 25% of the shares on the first anniversary of the grant date and then 6.25% of the shares at the end of each three-month period thereafter.
F5 Vests as to 25% of the shares on April 1, 2016 and as to 6.25% of the shares at the end of each three-month period thereafter.