Jill E. Klindt - 01 Sep 2021 Form 4 Insider Report for WORKIVA INC (WK)

Role
SVP, CFO, CAO & Treasurer
Signature
/s/ Brandon E. Ziegler as attorney-in-fact for Jill E. Klindt
Issuer symbol
WK
Transactions as of
01 Sep 2021
Net transactions value
+$1,600,063
Form type
4
Filing time
02 Sep 2021, 16:32:22 UTC
Previous filing
18 Aug 2021
Next filing
10 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WK Class A Common Stock Award $1,600,063 +11,201 +23% $142.85 60,954 01 Sep 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WK Employee Stock Option to Purchase Class A Common Stock 25,000 01 Sep 2021 Class A Common Stock 25,000 $18.60 Direct F3, F4
holding WK Employee Stock Option to Purchase Class A Common Stock 10,000 01 Sep 2021 Class A Common Stock 10,000 $12.40 Direct F3, F4
holding WK Employee Stock Option to Purchase Class A Common Stock 16,000 01 Sep 2021 Class A Common Stock 16,000 $14.03 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.
F2 Vests as to 25% of the shares on each of the first and second anniversaries of the grant date, and 50% of the shares on the third anniversary of the grant date.
F3 Granted pursuant to the 2014 Equity Incentive Plan.
F4 Vests as to 25% of the shares on the first anniversary of the grant date and then 6.25% of the shares at the end of each three-month period thereafter.
F5 Vests as to 25% of the shares on April 1, 2016 and as to 6.25% of the shares at the end of each three-month period thereafter.