David M. Rothenstein - 20 Sep 2024 Form 4 Insider Report for CIENA CORP (CIEN)

Role
SVP and Chief Strategy Officer
Signature
By: Michelle Rankin For: David Rothenstein
Issuer symbol
CIEN
Transactions as of
20 Sep 2024
Net transactions value
-$112,997
Form type
4
Filing time
24 Sep 2024, 16:43:35 UTC
Previous filing
18 Sep 2024
Next filing
16 Oct 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability $20,203 -344 -0.17% $58.73 205,077 20 Sep 2024 Direct F1, F2
transaction CIEN Common Stock Tax liability $27,016 -460 -0.22% $58.73 204,617 20 Sep 2024 Direct F2, F3
transaction CIEN Common Stock Tax liability $8,105 -138 -0.07% $58.73 204,479 20 Sep 2024 Direct F2, F3
transaction CIEN Common Stock Tax liability $40,171 -684 -0.33% $58.73 203,795 20 Sep 2024 Direct F2, F4
transaction CIEN Common Stock Tax liability $17,502 -298 -0.15% $58.73 203,497 20 Sep 2024 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2023. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/14/2023.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.