David M. Rothenstein - 20 Sep 2023 Form 4 Insider Report for CIENA CORP (CIEN)

Role
SVP and Chief Strategy Officer
Signature
By: Michelle Rankin For: David M Rothenstein
Issuer symbol
CIEN
Transactions as of
20 Sep 2023
Net transactions value
-$79,518
Form type
4
Filing time
22 Sep 2023, 17:47:44 UTC
Previous filing
19 Sep 2023
Next filing
17 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability $20,047 -418 -0.19% $47.96 224,899 20 Sep 2023 Direct F1, F2
transaction CIEN Common Stock Tax liability $16,498 -344 -0.15% $47.96 224,555 20 Sep 2023 Direct F2, F3
transaction CIEN Common Stock Tax liability $14,292 -298 -0.13% $47.96 224,257 20 Sep 2023 Direct F2, F4
transaction CIEN Common Stock Tax liability $22,062 -460 -0.21% $47.96 223,797 20 Sep 2023 Direct F2, F5
transaction CIEN Common Stock Tax liability $6,618 -138 -0.06% $47.96 223,659 20 Sep 2023 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2019.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022.