David M. Rothenstein - Dec 20, 2022 Form 4 Insider Report for CIENA CORP (CIEN)

Role
Sr. VP, General Counsel
Signature
By: Michelle Rankin For: David M Rothenstein
Stock symbol
CIEN
Transactions as of
Dec 20, 2022
Transactions value $
-$529,357
Form type
4
Date filed
12/22/2022, 03:21 PM
Previous filing
Dec 19, 2022
Next filing
Jan 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability -$26.4K -535 -0.2% $49.27 270K Dec 20, 2022 Direct F1, F2
transaction CIEN Common Stock Tax liability -$29.9K -606 -0.22% $49.27 270K Dec 20, 2022 Direct F2, F3
transaction CIEN Common Stock Tax liability -$132K -2.67K -0.99% $49.27 267K Dec 20, 2022 Direct F2, F4
transaction CIEN Common Stock Tax liability -$24.5K -498 -0.19% $49.27 267K Dec 20, 2022 Direct F2, F5
transaction CIEN Common Stock Tax liability -$118K -2.39K -0.9% $49.27 264K Dec 20, 2022 Direct F2, F6
transaction CIEN Common Stock Tax liability -$76K -1.54K -0.58% $49.27 263K Dec 20, 2022 Direct F2, F6
transaction CIEN Common Stock Tax liability -$21.3K -432 -0.16% $49.27 262K Dec 20, 2022 Direct F2, F7
transaction CIEN Common Stock Tax liability -$102K -2.07K -0.79% $49.27 260K Dec 20, 2022 Direct F2, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/17/2019. The earning of the MSU was previously reported on Table I of the reporting person's Form 4 on 12/15/2022.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020.
F6 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021.
F7 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021.
F8 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2021. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/15/2022.