David M. Rothenstein - Jun 20, 2022 Form 4 Insider Report for CIENA CORP (CIEN)

Role
Sr. VP, General Counsel
Signature
By: Michelle Rankin For: David M. Rothenstein
Stock symbol
CIEN
Transactions as of
Jun 20, 2022
Transactions value $
-$65,906
Form type
4
Date filed
6/22/2022, 06:43 PM
Previous filing
Jun 17, 2022
Next filing
Jul 19, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability -$15K -344 -0.14% $43.56 252K Jun 20, 2022 Direct F1, F2
transaction CIEN Common Stock Tax liability -$19.7K -453 -0.18% $43.56 251K Jun 20, 2022 Direct F2, F3
transaction CIEN Common Stock Tax liability -$18.2K -418 -0.17% $43.56 251K Jun 20, 2022 Direct F2, F4
transaction CIEN Common Stock Tax liability -$13K -298 -0.12% $43.56 251K Jun 20, 2022 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021.