David M. Rothenstein - 20 Jun 2022 Form 4 Insider Report for CIENA CORP (CIEN)

Role
Sr. VP, General Counsel
Signature
By: Michelle Rankin For: David M. Rothenstein
Issuer symbol
CIEN
Transactions as of
20 Jun 2022
Net transactions value
-$65,906
Form type
4
Filing time
22 Jun 2022, 18:43:37 UTC
Previous filing
17 Jun 2022
Next filing
19 Jul 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CIEN Common Stock Tax liability $14,985 -344 -0.14% $43.56 251,792 20 Jun 2022 Direct F1, F2
transaction CIEN Common Stock Tax liability $19,733 -453 -0.18% $43.56 251,339 20 Jun 2022 Direct F2, F3
transaction CIEN Common Stock Tax liability $18,208 -418 -0.17% $43.56 250,921 20 Jun 2022 Direct F2, F4
transaction CIEN Common Stock Tax liability $12,981 -298 -0.12% $43.56 250,623 20 Jun 2022 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020.
F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018.
F4 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019.
F5 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/16/2021.