James Hagedorn - Jan 2, 2025 Form 4 Insider Report for SCOTTS MIRACLE-GRO CO (SMG)

Role
CEO and Chairman, Director, 10%+ Owner
Signature
/s/ Kathy L. Uttley as attorney-in-fact for James Hagedorn
Stock symbol
SMG
Transactions as of
Jan 2, 2025
Transactions value $
-$2,168
Form type
4
Date filed
1/6/2025, 01:46 PM
Previous filing
Dec 30, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMG Common Shares Options Exercise +769 +0.88% 88.3K Jan 2, 2025 Direct F1
transaction SMG Common Shares Tax liability -$2.17K -33 -0.04% $65.71 88.3K Jan 2, 2025 Direct
holding SMG Common Shares 28.3K Jan 2, 2025 By 401(K) Plan
holding SMG Common Shares 1.23M Jan 2, 2025 HPLP F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMG Phantom Stock Options Exercise $0 -770 -0.37% $0.00 207K Jan 2, 2025 Common Shares 770 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each phantom stock unit was the economic equivalent of one share of Issuer's common shares. On January 2, 2025, the reporting person's phantom stock units were settled for an equal number of shares of Issuer's common shares.
F2 Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether he is a beneficial owner of more than 10% of the common shares of the Issuer ("Common Shares"), to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings he may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.
F3 Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.
F4 Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.