Peter E. Shumlin - 05 Feb 2024 Form 4 Insider Report for SCOTTS MIRACLE-GRO CO (SMG)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
13 Feb 2024, 16:31:35 UTC
Prior SEC filing
12 Dec 2023
Next SEC filing
12 Mar 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Kathy L. Uttley as attorney-in-fact for Peter E. Shumlin

Key filing fact

Peter E. Shumlin filed Form 4 for SCOTTS MIRACLE-GRO CO (SMG) on 13 Feb 2024.

Key facts

  • This page summarizes Peter E. Shumlin's Form 4 filing for SCOTTS MIRACLE-GRO CO (SMG).
  • 4 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 13 Feb 2024, 16:31.

Change

  • Previous filing in this sequence was filed on 12 Dec 2023.
  • Current net transaction value: +$33,078.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SMG transaction

Common Shares

Options Exercise

Transaction value
Shares
+75
Change %
+0.48%
Price
Shares after
15,640
Date
05 Feb 2024
Ownership
Direct
Footnotes
F1
SMG transaction

Common Shares

Award

Transaction value
$0
Shares
+4,662
Change %
+30%
Price
$0.000000
Shares after
20,302
Date
09 Feb 2024
Ownership
Direct
SMG transaction

Common Shares

Award

Transaction value
$33,078
Shares
+593
Change %
+2.9%
Price
$55.78
Shares after
20,895
Date
09 Feb 2024
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SMG transaction Derivative

Dividend Equivalent Rights

Options Exercise

Transaction value
$0
Shares
-75
Change %
-16%
Price
$0.000000
Shares after
404
Date
05 Feb 2024
Ownership
Direct
Underlying class
Common Shares
Underlying amount
75
Exercise price
Footnotes
F1, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Footnote F2

Deferred Stock Units in the amount of $33,063 were issued to the reporting person in lieu of a cash retainer including a 15% enhancement to the retainer amount pursuant to the reporting person's election to receive shares in lieu of cash.

Footnote F3

On February 5, 2021, the reporting person was granted 783 restricted stock units, with accruing dividend equivalent rights, vesting on February 5, 2022.

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