Thomas N. Kelly Jr - Oct 1, 2023 Form 4 Insider Report for SCOTTS MIRACLE-GRO CO (SMG)

Role
Director
Signature
/s/ Kathy L. Uttley as attorney-in-fact for Thomas N. Kelly Jr.
Stock symbol
SMG
Transactions as of
Oct 1, 2023
Transactions value $
$0
Form type
4
Date filed
10/3/2023, 12:16 PM
Previous filing
Sep 12, 2023
Next filing
Dec 12, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMG Common Shares Options Exercise +14 +0.09% 15.1K Oct 1, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMG Dividend Equivalent Rights Options Exercise $0 -14 -5.05% $0.00 263 Oct 1, 2023 Common Shares 14 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common shares of the Issuer on a one-for-one basis.
F2 On February 3, 2023, the reporting person was granted a special stock unit award in lieu of the director's annual cash compensation for the calendar year in the amount of 1,398 restricted stock units, with accruing dividend equivalent rights, vesting on October 1, 2023.