David C. Evans - 30 Nov 2022 Form 4/A - Amendment Insider Report for SCOTTS MIRACLE-GRO CO (SMG)

Role
Director
Signature
Kathy L. Uttley as attorney-in-fact for David C. Evans
Issuer symbol
SMG
Transactions as of
30 Nov 2022
Net transactions value
-$209,220
Form type
4/A - Amendment
Filing time
10 Apr 2023, 10:13:06 UTC
Date Of Original Report
04 Apr 2023
Previous filing
30 Nov 2022
Next filing
13 Dec 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMG Common Shares Disposed to Issuer $0 -7,365 -26% $0.000000 20,434 30 Nov 2022 Direct
transaction SMG Common Shares Tax liability $209,220 -3,000 -15% $69.74 17,434 31 Mar 2023 Direct
transaction SMG Common Shares Options Exercise $0 +3 +0.02% $0.000000 17,437 01 Apr 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMG Dividend Equivalent Rights Options Exercise $0 -3 -1.9% $0.000000 151 01 Apr 2023 Common Shares 3 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common shares of the Issuer on a one-for-one basis.
F2 The original Form 4 showed 3 shares acquired. This amendment displays the correct number which is 3 shares disposed.
F3 On February 3, 2023, the reporting person was granted a special stock unit award in lieu of the director's annual cash compensation for the calendar year in the amount of 1,398 restricted stock units, with accruing dividend equivalent rights, vesting on April 1, 2023.