David C. Evans - Nov 30, 2022 Form 4/A - Amendment Insider Report for SCOTTS MIRACLE-GRO CO (SMG)

Role
Director
Signature
Kathy L. Uttley as attorney-in-fact for David C. Evans
Stock symbol
SMG
Transactions as of
Nov 30, 2022
Transactions value $
-$209,220
Form type
4/A - Amendment
Date filed
4/10/2023, 10:13 AM
Date Of Original Report
Apr 4, 2023
Previous filing
Nov 30, 2022
Next filing
Dec 13, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMG Common Shares Disposed to Issuer $0 -7.37K -26.49% $0.00 20.4K Nov 30, 2022 Direct
transaction SMG Common Shares Tax liability -$209K -3K -14.68% $69.74 17.4K Mar 31, 2023 Direct
transaction SMG Common Shares Options Exercise $0 +3 +0.02% $0.00 17.4K Apr 1, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMG Dividend Equivalent Rights Options Exercise $0 -3 -1.95% $0.00 151 Apr 1, 2023 Common Shares 3 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common shares of the Issuer on a one-for-one basis.
F2 The original Form 4 showed 3 shares acquired. This amendment displays the correct number which is 3 shares disposed.
F3 On February 3, 2023, the reporting person was granted a special stock unit award in lieu of the director's annual cash compensation for the calendar year in the amount of 1,398 restricted stock units, with accruing dividend equivalent rights, vesting on April 1, 2023.