James Hagedorn - Jan 17, 2023 Form 4 Insider Report for SCOTTS MIRACLE-GRO CO (SMG)

Role
Chairman and CEO, Director, 10%+ Owner
Signature
Kathy L. Uttley as attorney-in-fact for James Hagedorn
Stock symbol
SMG
Transactions as of
Jan 17, 2023
Transactions value $
-$3,038,563
Form type
4
Date filed
1/19/2023, 01:57 PM
Previous filing
Dec 29, 2022
Next filing
Feb 7, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMG Common Shares Sale -$1.14M -18.9K -7.21% $60.25 243K Jan 17, 2023 Direct F1, F2
transaction SMG Common Shares Sale -$1.9M -31.1K -12.76% $61.09 212K Jan 17, 2023 Direct F1, F3
holding SMG Common Shares 25.4K Jan 17, 2023 By 401(K) Plan
holding SMG Common Shares 1.48M Jan 17, 2023 HPLP F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.80 to $60.76, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.87 to $61.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).
F4 Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether he is a beneficial owner of more than 10% of the common shares of the Issuer ("Common Shares"), to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings he may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.