JAMES HAGEDORN - 09 Sep 2022 Form 4/A - Amendment Insider Report for SCOTTS MIRACLE-GRO CO (SMG)

Role
Chairman and CEO, Director, 10%+ Owner
Signature
Kathy L. Uttley as attorney-in-fact for James Hagedorn
Issuer symbol
SMG
Transactions as of
09 Sep 2022
Transactions value $
$108,937
Form type
4/A - Amendment
Filing time
28 Sep 2022, 13:12:12 UTC
Date Of Original Report
13 Sep 2022
Previous filing
30 Aug 2022
Next filing
30 Sep 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMG Common Shares Other $5.24K +88.1 +0.03% $59.46 262K 09 Sep 2022 Direct
holding SMG Common Shares 24.3K 09 Sep 2022 By 401(K) Plan
holding SMG Common Shares 1.81M 09 Sep 2022 HPLP F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMG Phantom Stock Award $104K +1.75K +1.11% $59.15 160K 09 Sep 2022 Common Shares 1.75K Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether he is a beneficial owner of more than 10% of the common shares of the Issuer ("Common Shares"), to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings he may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.
F2 Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.
F3 The original Form 4 showed 1,753.155 shares acquired. This amendment displays the correct number.
F4 Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.