Katherine Hagedorn - Feb 4, 2022 Form 4 Insider Report for SCOTTS MIRACLE-GRO CO (SMG)

Role
Director, 10%+ Owner
Signature
Kathy L. Uttley as attorney-in-fact for Katherine Hagedorn Littlefield
Stock symbol
SMG
Transactions as of
Feb 4, 2022
Transactions value $
$0
Form type
4
Date filed
2/8/2022, 06:11 PM
Previous filing
Dec 14, 2021
Next filing
Mar 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMG Common Shares Options Exercise $0 +214 +4.54% $0.00 4.93K Feb 4, 2022 Direct F1
transaction SMG Common Shares Award $0 +1.58K +32.06% $0.00 6.51K Feb 4, 2022 Direct
holding SMG Common Shares 2.72M Feb 4, 2022 HPLP F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMG Dividend Equivalent Rights Options Exercise $0 -214 -67.08% $0.00 105 Feb 4, 2022 Common Shares 214 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common shares of the Issuer on a one-for-one basis.
F2 Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether she is a beneficial owner of more than 10% of the Common Shares, to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings she may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.
F3 On February 4, 2019, the reporting person was granted 2,441 restricted stock units, with accruing dividend equivalent rights, vesting on February 4, 2020.